Had Ada Palmer back on β this time to talk about Machiavelli, perhaps the most misunderstood thinker of all time.
Machiavelli cut his teeth as a high-level diplomat for Florence, a position from which he got to closely observe the most important rulers in Europe at the time, including the ones who were on the path to destroying his dearly beloved Florence.
In 1513 the Medici retook control of Florence and, wrongly suspecting Machiavelli of participating in a coup attempt, fired, tortured, and exiled him.
Machiavelli could have fled his exile and worked for any number of different principalities that would have been eager to make use of his talents.
Instead, he decided to rot in the countryside and compile his careerβs lessons about power, politics, and human nature into a book he dedicated to the very man whose new regime had tortured and exiled him, Lorenzo di Piero deβ Medici.
But at least the Medici were in a position to use his insights to defend Florence. Machiavelli the patriot did not want any other hands to touch this book, because those hands, armed with these lessons, might pose an existential danger to Florence.
The closest modern analogy, at least as Machiavelli would have seen it, would be Szilardβs letter warning FDR about the possibility of a nuclear fission bomb.
What were those insights? And how were they inspired by Machiavelliβs dangerous diplomatic missions all across Europe, and his extensive reading of antiquity? Watch this episode with Ada Palmer to find out!
By the way, Ada is launching a new podcast which Iβm very excited about. The first season will be about Machiavelli β a perfect way to dive deeper into the topics we discussed in this episode. Subscribe at Beforecastβs website to be notified of the first episode, subscribe on YouTube, follow her on Patreon, and if you want even more Ada, check out her FixTheNews Podcast episode, and check out her books and more.
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Timestamps
(00:00:00) β How Florence bargained with Cesare Borgia for survival
(00:15:08) β Machiavelliβs analytical innovations
(00:23:58) β Why popes became warlords
(00:36:13) β Why the common people demanded nepotism
(00:47:57) β Cesare Borgia brought terror to rulers and justice to the people
(00:57:55) β Art as a proxy for war
(01:06:41) β Florence, a city famous in hell
(01:15:57) β The Prince was a job application to Machiavelliβs torturers
(01:41:39) β During the Renaissance, original ideas had to be couched in antiquity
(01:50:44) β Why copyright began with the Inquisition
(02:02:12) β Machiavelli wasnβt Machiavellian
Transcript
00:00:00 β How Florence bargained with Cesare Borgia for survival
Dwarkesh Patel
Okay, Iβm back with Ada Palmer, who is a science fiction author, composer, and historian at the University of Chicago. Today, I want to talk to you about Machiavelli. He writes The Prince. He dedicates it to Lorenzo di Piero deβ Medici and gives it to him in 1513. He says in the final chapter, βYouβre the only person who can bring Italy from its current place of ruin and ravage.β Why were things so bad? What is the historical context in which heβs writing The Prince?
Ada Palmer
Iβm going to give a two-part answer to that, although of course with any granular history there can be many parts. The papacy is part of it, and then the city-state structure of Italy is another part of it.
Iβll start with the city-state structure. Thereβs a principle in politics that when thereβs long continuity of a government, and the government has been in power a long time, that government has a lot of legitimacy. People believe in its institutions. People are used to it. Even if you complain about it, itβs the government. When you break thatβwhen you overthrow the ruler, when you dissolve the republic, when you put in a new thingβit doesnβt have that same staying power. So itβs very common when thereβs one regime change for there to then be five regime changes, rapid fire, over and over.
We see this with how many iterations the French Republic goes through: the French Republic, and then restored monarchy, and then republic, and then monarchy. When a long thing cracksβboom, boom, boom, boom, boomβyou get chaos. Englandβs Wars of the Roses are similar. There was one stable dynasty for a long time. The moment that a king is overthrown, then you have overthrow, overthrow, overthrow, overthrow for a long time, because the thread of continuity was cut.
In Machiavelliβs lifetime, that thread of continuity is cut for the majority of cities in Italy. And that guarantees, from his perspective, that there are going to be more, and more, and more overthrows in those governments. When Machiavelli was born, there were six or seven city-states in Italy that had had their governments uprooted recently. By the time heβs writing The Prince, itβs dozens, in fact, the majority of these places. So itβs volatile. Almost no government has staying power. Almost every government is ripe for yet another replacement, yet another replacement, yet another replacement. Thatβs half the answer of why he perceives there to be this urgency and this guarantee that there cannot be stability.
The other half is the papacy. The papacy, of course, is a long and evolving organism. The papacy is one of the oldest institutions in the world now. It was one of the oldest institutions in the world even then, even though this is 500 years ago. As we all know, when you have power centralized in an authority, especially an executive, there can be changes in how that executive uses that power. Each one sets norms for the next one.
Over the course of Machiavelliβs lifetime and just before, a bunch of consecutive popes expanded executive power, especially in the military side, and launched more wars, or did more arbitrary overthrow of governments. You have a number of city-states that are directly ruled by the papacy, and in theory, the pope can appoint anybody to be ruler of that city. Here is a pope. He has an illegitimate son. He wants his illegitimate son to be ruler of something, so he overthrows the government of a city and puts in his son. The next pope does it to three cities. The next pope does it to five. Soon we have a precedent that every new pope feels he has the authority to knock down every pawn upon the chessboard if he feels like it.
Once that is the norm, even a fairly nice pope still inherits the idea that the pope is going to overthrow and replace governments. This creates a unique instability within Italy that no other part of Europe is subject to, because there is no predictability to whoβs going to be pope next. It isnβt hereditary. You canβt plan for it. The next pope is elected. As is often the case with elections, very frequently the next pope will be elected by a coalition of all the people who hate the current pope.
One of the things that electoral politics does is that it tends to swing, in which those outside of power work hard to get into power with the next regime. Letβs assume the average length of a papacy is ten years in this period. So every ten years, you suddenly have a completely unpredictable new monarch whoβs almost guaranteed to be one of the enemies of the old monarch, and will therefore rip up and replace all of the things that that monarch tried to do with new things.
So Machiavelli, when heβs writing the last chapter of The Prince, is looking around and saying, βOkay, we have a perfect storm. Practically every polity in this region has just had the thread of legitimacy cut. Its institutions have no traditions. Its people have no investment in its current rulers. These are all pawns that have been knocked over before and barely stood up again. Theyβre ready to fall.β Meanwhile, nothing will stop the turnover of popes. The only thing that could stop the turnover of popes would be one person gaining enough power and ascendancy near this region, who has staying power, who has sons and heredity, that he can do what Cesare Borgia tried to do: have enough power near the papacy to strongly influence the next pope to create a kind of stability thatβs otherwise impossible.
Dwarkesh Patel
So he wants the Medicis to not unify Italy, but stabilize Italy at the very least.
Ada Palmer
Exactly, by having conquered enough of a chunk that the papacy fears them and must negotiate with them, as opposed to the papacy being surrounded by small, weakened powers that will constantly be turned over and turned over and turned over.
Dwarkesh Patel
Right, and the pope now is a Medici, right?
Ada Palmer
At that moment, yes.
Dwarkesh Patel
So it makes it even more plausible. Letβs lay down a little more historical context. Before Machiavelli writes The Prince, heβs a bureaucratic diplomat. He meets through his career a lot of these famous figures. I want to know what he makes, for example, of King Louis of France, Maximilian of Germany, the Holy Roman Empire. I want to know what he made of Cesare Borgia.
Ada Palmer
He spends a lot of The Prince, in fact, trying to veil how much more he cares about Cesare Borgia than everyone else. Itβs so interesting. He tries to be balanced. He tries to talk about this example, and this example, and this example, and Valentino, and this example. Sometimes he just canβt.
Thereβs that incredible, magical moment when heβs discussing Valentinoβs fall. Itβs the moment when he has amassed all this power, heβs successfully conquered almost everything within Italy. Suddenly both his father, the Pope, and him fall ill at once. When Machiavelli describes this, heβs saying, βEverything Cesare Borgia did, he did right. He conquered this kingdom. He wouldβve kept it. The only reason he lost it was fortune.β
What Machiavelli should say is, βValentino had planned for every contingency at his fatherβs death, except the possibility that he would also be on deathβs door.β But thatβs not what Machiavelli says. What Machiavelli says is, βHe told me that he had planned.β The first person breaks in. Our historian cannot veil himself anymore. He cares too much. βHe told meβ, first person, that he had prepared for everything in the event of his fatherβs death, except the possibility that he himself would also be incapacitated at the moment.
Itβs such a magical moment where the veil between the author and the reader breaks for just that moment. We realize that all of these others, he observed from a distance. But Machiavelli was in the room next to Valentino, at Valentinoβs side through this. He had the most incredible, life-changing, first-person view of this man so unique, and charismatic, and terrifying, that when you read accounts of him, they range from βThis was the most incredible, charismatic leader Iβve ever met,β to βThis man was supernaturally charismatic to the degree that he must be literally the Antichrist or an incarnation of the angel of death on Earth, because I have no other explanation of how he could be so persuasive and charismatic.β Machiavelli was in the room. And every so often you just feel that heβs still in the spell of this incredible figure at whose side he had the scariest job in the world.
Machiavelliβs job dealing with Cesare Borgiaβ¦ Itβs very clear that the Borgia plan is to conquer the Papal States in the middle of Italy. Tuscany, Florenceβs dominion, is this little notch, like a puzzle piece out of the side of the Papal States. Anybody with a map looking at it is like, βYouβve got to conquer that. You just have to conquer this. You canβt have a kingdom without it.β There is no way to stop it. So what do you do?
Machiavelliβs advice to his polity is: this time weβre not going to succeed in persuading this conqueror to pass us by. We canβt bribe him into doing something else permanently. But we can buy time. We can absolutely and abjectly swear to do anything he wants. We can give him our forces, and we can give him our money. We can pay him and help him conquer the rest of it, and betray our allies. Betray Bologna. Florence had had a 300-year alliance to defend Bologna. He said, βWe have to break it. The whole world is broken right now. We have to break every promise and every hereditary alliance we had. We must be at the side of this man.β
The only possible survival mechanism is to win from him through loyalty, through support, and through Machiavelli being at his ear whispering forever, βFlorence is loyal. Florence is loyal.β By that, we buy the boon of Polyphemus, the terrifying promise of the conqueror: βI like you, my guest. Iβll eat you last.β Thatβs the republicβs only hope. Thatβs Machiavelliβs job: to stand next to the scariest man who has lived in Europe since Frederick Barbarossa and whisper constantly in his ear, βThe Florentine Republic will support you and will give your grace anything you ask. Just eat us last.β
Dwarkesh Patel
Doesnβt it contradict what he was saying in The Prince about how you should never rise with the help of great powers, for even in success you have empowered somebody who is stronger than you and at whose mercy you are?
Ada Palmer
This is not Florence aiming to rise. This is not Florence expecting that it will gain anything by this. This is Florence knowing it will lose. Machiavelliβs very open about the fact that if Alexander had lived another year, Valentino would have finished his conquests, and taken Florence at last, and it wouldβve been over. But popes are mortal. Buying time is sometimes the survival mechanism.
So Machiavelli has this incredible firsthand experience of being with Valentino through all of these decisions, being with him at the massacre at Senigallia when rumor had reached Valentino that some of his people were terrified of him and plotting to overthrow him. They were so scared of him, they decided to abandon the plot, and he heard. He met with them and told them, βI forgive you. Itβs okay. Youβve renewed your loyalty to me. Youβve passed the test. I trust you. All is well.β He invites them to the banquet, and then massacres them all. The forgiveness is false. The betrayals are punished.
Thereβs this amazing letter a couple of months afterward where Machiavelliβs loved ones are writing from Florence because theyβve received a letter from him after the massacre at Senigallia. They say, βOh, thank God, youβre alive. We had no idea. All we heard was that he had massacred a large number of the people who were with him. We didnβt know if you were alive.β It took months in the chaos, the postal system had completely broken down. It took months for them to get word that Machiavelli was still alive. They didnβt know whether he had been caught up in the conspiracy. He easily couldβve been on a list of names of people the conspirators intended to recruit, and been gone. So his wife and his loved ones back at home, his children, had to wait months to find out whether he too had been slaughtered. It felt to them like a miracle that he hadnβt.
But it meant that he watched these incredible deeds: you encounter them, you forgive them, you renew vows of amityβsacred vows taken in the cathedralβand then you slaughter them at dinner, violating the laws of hospitality. Dante would say if you do that, youβve committed such a grave sin that youβre not just regular damned. A devil comes up out of Hell and takes your soul out of your body and inhabits you. Youβre actually already in Hell even though your body is still alive on Earth, because thatβs how heinous a sin this is. And yet, it works, and all the rest of Valentinoβs men are more loyal to him afterward than ever before, and wonβt even whisper to each other about dissatisfaction, because even the faintest whiff of conspiracy might result in death.
So why does Valentinoβs kingdom, for which he did everything right, ultimately fall apart? Because he happens to eat the same thing that gives him food poisoning as his father, and happens to be ill at the wrong moment. Also the puppet that he manages to get in power, Pius III, dies too fast, and then heβs outmaneuvered by Julius. If all those things hadnβt gone wrong in a row, the kingdom wouldβve stood, and indeed, he wouldβve conquered Florence.
Machiavelli is constantly reminding us that, yes, we have all of these things we can try to do. We can remember itβs better to be feared than loved. We can remember not to be hated. We have power over, at maximum, half of what causes outcomes. The other half is always going to be fortune. We look at Machiavelli. We know heβs the origin of utilitarian thought, and that he says we need to evaluate peopleβs deeds based on outcome. But he doesnβt just say we need to evaluate their deeds based on outcome. He says we need to evaluate their deeds based on what the most probable outcome was before fortune intervened.
So he says people look at Valentino Borgia and say, βBut the Borgias fell. They were feared, and then they were hated, and then they fell, and then their enemies took power and chiseled their coats of arms off of every surface in Rome, so that to this day youβre walking through Rome and you sit down at a pizzeria and thereβs a weird scar on the wall, and that scar is where the Borgia bull is no more.β People want to make the moral of that be, βDonβt do what the Borgias did. They fell.β Machiavelliβs like, βNo, they did not fall because of their choices. They fell because half of what happens in the world is never in our control. You can do everything right, and itβs out of your control. But we have to evaluate what would have happened, and therefore we should imitate them, because everything they did was right.β
00:15:08 β Machiavelliβs analytical innovations
Dwarkesh Patel
I think one misconception of Machiavelli that I had, because I had not read these books before, is that he says the means donβt matter, the end matters. Thereβs a virtue ethic sense in which maybe he doesnβt think the means matter, but he is way more concerned about the means than I wouldβve naively thought. He thinks the means are incredibly important, because the means by which you achieve power determine how stable and how fruitful that power will be.
In the context of military conflicts, he says if you achieve some power with the help of mercenaries or with the help of great powersβpeople who become stronger than you as a result of you achieving powerβthat is a very precarious spot to be in. But speaking of Julius, he makes another point that if you achieve your power by lying, by breaking oaths, by being unfaithful, that this is okay, because his view is that people will forget that you are not faithful. They will just take you at your word the next time they encounter you.
Itβs actually a very interesting meditation on by what means you can achieve power that will make that power stable versus not. The fact that he thinks breaking your word is totally fineβ¦
Ada Palmer
Itβs even subtler than that. Because if you are someone who breaks your word and you break it this way, itβll bite you in the ass. If you break it these ways, itβll be okay.
He also does analysis of figures like Savonarola, who would make prophecies and promises, and then some of them would happen and some of them wouldnβt. He would then make new ones and correct what he said yesterday. He handled his manipulation and untruths badly, in Machiavelliβs analysis, in a way that did turn people against him and make him lose power. Partly because Savonarola, as a religious demagogue, the core of his power was people believing that he was divinely inspired and that he wouldnβt make mistakes and wouldnβt err. So his power base was fragile vis-Γ -vis untruth. For him, because of the specific shape of his power and then the specific way he handled his contradictions, that did hurt him.
Whereas if itβs somebody like Cesare Borgia, who will make an alliance and work with that ally for a while and then betray themβbecause meanwhile he was such an effective conqueror and he was so scary and everyone was so afraid of himβeven when he would betray an ally, his other allies would say, βIβve got to be more faithful to him so that the next person to be betrayed isnβt me, and try to work hard to be in the good graces of the prince so that Iβm not nextβ, as opposed to turning on him, because he was so scary.
Savonarola was not scary. Savonarola was charismatic and persuasive and had one of these voices that made crowds thrill and women swoon. Decades later, when people asked Michelangelo what Savonarola had been likeβwhen Savonarola had been dead for decadesβMichelangeloβs answer was, βI still hear his voice.β He had one of those charismatic presences. That wasnβt enough when he started flip-flopping on policy and truth. Whereas Valentino was so scary that he could betray his top general and seize his lands and overthrow his city, and all of his other generals would say, βBetter step even further into line.β
So itβs not just that lying is okay, itβs that lying is sometimes okay if you check these other boxes, and itβs not if you donβt. So this is even more reinforcement of how much he zooms in on the means. If you do A and B, youβre okay, but if you do A and C, youβre not. Heβs looking at the minutiae of different ways you can wield power and different reasons people can have to follow you. If youβre a prince whoβs decided to invest in being loved, you have to keep it up, or cultivate being feared alongside it. If youβve invested heavily in being feared, there are things you can then do that you canβt do if youβre a prince whose power depends on being loved.
Dwarkesh Patel
This actually gets to the famous quote in The Prince, βIt is better to be feared than loved.β What heβs getting at there is, I think, that heβs very cynical about peopleβs nature. If people make you a promise, theyβll just go back on it. If your power base depends on peopleβs promises and loyalties, as soon as your rule seems to be tattering, theyβll go back on it. Whereas if your rule depends on people having the expectation that if they break their oath to you, theyβll be punished, thatβs much more stable.
He basically thinks people will act as badly as they are allowed to, whether theyβre the tyrant or the people or the nobles. This goes back to the thing in The Discourses. His whole justification of checks and balances is not dissimilar to the founders of the US and their reason for wanting checks and balances and wanting to put different factions against each other. Heβs just cynical and thinks people will act as badly as you allow them to.
Ada Palmer
On that topic, Machiavelli is the first person that we have ever in the European tradition to suggest that it could be viable for there to be more than one political party in a state at the same time, and that they would compete against each other and vent the societyβs tension through competition and vie to try to dominate an election and then the next one. This is what weβre used to, but this is innovative in Machiavelli. He talks about how competition within a city, if the parties are kind of stableβheβs observing Siena as one of the examples of thisβcan vent local tensions and allow interior adjustments of who has power, and be stable. Iβm going to come back to interior adjustments of who has power in a second.
The standard attitude toward political parties is that if there are two political parties in a polity, it will not be stable until one of those political parties is dead, and their heads have been cut off and put on spikes, and their houses have been burned down and paved over. That has been Florenceβs solution to political parties before. Florence massacred its Ghibellines and killed all of them, and rubbed salt into the earth where the houses used to be so nothing can grow there. Nothing still grows there. Then when the Black Guelphs and the White Guelphs split into two sub-parties, they immediately started slaughtering each other as well. The standard was that one party must wipe out the other party for there to be stability. There are comparatively few examples, although Florenceβs neighbor Siena is one, where political parties managed to not only coexist side by side but be politically helpful.
Dwarkesh Patel
One element of governance, or of being a good prince at the time, that I didnβt appreciate but Machiavelli makes a huge point of, is how formidable and reputable people consider you to be. Thatβs relevant both for preventing others from invading you and for extracting concessions from other people. In his diplomatic career, he is sent out to a bunch of different foreign polities to basically determine, βHey, is this a serious person?β So Maximilian is trying to extract a bribe from Florence to not invade it on its way down to Italy. Florence says, βGo check out if this guyβs for real.β He has to make some judgment about this person.
Ada Palmer
Itβs useful to remember, Florence has paid these bribes a lot. Florenceβs tactic is: if someone is invading the area, can we bribe them? Because paying somebody to not attack you is a much more surefire thing than preparing to actually fight against them. Your familyβs lands get trampled by soldiers. You suffer economically. So itβs an old Florentine tactic. Itβs not a new thing that Maximilian is threatening to invade Italy and trying to extract a bribe.
Florence basically every year is like, βOkay, who do we need to bribe this year to not invade us? Hereβs this yearβs bribing-a-king budget. To whom does it go? Is Maximilian a serious threat, or are we saving this money in case thereβs a threat from somebody more serious like the King of Naples or the King of France or Milan or the Venetians?β
00:23:58 β Why popes became warlords
Dwarkesh Patel
At this time, the pope is not just a spiritual leader but a temporal power.
Ada Palmer
Very much so.
Dwarkesh Patel
He and his son are literally fighting wars against other Catholics, but the other Catholics are fighting them back. What does it mean to be a Catholic who is fighting a war against the pope?
Ada Palmer
Here is where geographic proximity is everything. If youβre far from Romeβwhen youβre Denmark or Iceland, and the pope is all the way over thereβthe way you interact with him is that occasionally an incredibly impressive papal legate will visit. Thereβll be vast pomp and circumstance, and the city will rename a street in honor of the fact that somebody sent by the pope has visited. He has this great power to say yes or no to petitions, and different countries have been trying to petition for specific things for ages, and the popeβs legate is here to interview the emperor, to judge whether the queen can be queen or not, and it feels like a big deal, and the pope is very abstract.
Itβs easy to have a lot of respect for that pope, because what do you see that pope do? You see that pope in pomp and circumstance. You see that pope make judgments about fates of popes and kings. You see that pope put out papal bulls and edicts that give theological answers to questions. You see that pope exercise judgment of life or death over people at a distance. Heβs very abstract, and the difference between one pope and the next pope is kind of small from your perspective. You donβt see their policy differences.
If youβre in Italy, the pope is that asshole who went to college with your brother and beat him up when they were at college, and then was drunken and irresponsible at middle age, and youβve been negotiating with him in these other jobs, and you know this jerk. You know his family. You know the other jerks who are also competitors for this. Youβre allied with him, youβre not allied with him. His ancestors are allies of yours or not allies of yours. Heβs a specific dude.
Youβre much more likely to judge a pope based on, βHeβs that guy.β This is not Pope Julius II. This is Giuliano della Rovere, and I judge him based on his uncle who put him in power, and the actions of his friends, and the actions of the city heβs from. You know all of his dirty laundry. You are subject to the fact that when he moves into power, everyone whoβs related to him is going to get promoted within Italy, and everybody whoβs not is going to get removed from Italy. So itβs much easier for an Italian to see this pope, and itβs actually quite hard to see the papacy. Thatβs how you have these fascinating wars where even the cities that are hereditarily incredibly loyal to the papacy will sometimes be fighting a war against the papacy.
All Italy is divided into these two factions, the Guelphs and Ghibellines. Theoretically, what these two factions mean is that Guelph powers, Guelph families, Guelph cities believe the correct successor to the Roman emperors is the pope. The pope is the emperor. He has the right to be the ruler of Italy, and indeed of everything that was once Romeβs. He is the ultimate political and military power, and he is the rightful and only rightful overlord of Italy.
The Ghibellines believe that in 800 AD, when Charlemagne conquered a bunch of stuff and made the empire that we now refer to as the Holy Roman Empire, when the Pope crowned Charlemagne, he delegated the political and military side of his authority to that emperor, and made himself the spiritual authority, but the emperor the political and temporal authority. Therefore, the rightful ruler of Italy is the emperor, the successors of Charlemagne.
These are the two factions for which these parties fought originally, 300 years ago. These days, what these factions actually mean is, βThose jerks murdered Uncle Tybalt, and we will never forgive them.β They are the team that is our enemy, and we are this team. They are that team, and we hate them. We want to crush them because they want to crush us.
This means that sometimes a pope will be elected whoβs from a hereditarily Ghibelline family, and the pope will start promoting people from the anti-papal faction, and the pro-papal faction will unite against the pope. It makes no rational sense until we remember that they are serving the pope abstractly. So you get multiple situations where thereβs a war between Rome and Florence over the fact that Florence wants to defend papal authority in papal lands against the pope itself, because that individual pope was from the anti-papal faction.
Dwarkesh Patel
Do they not believe that he is the vicar of Christ on Earth? It makes sense in a normal political state for you to think, βI believe in America, but I donβt like the president,β or something. But isnβt the pope supposed to beβ¦?
Ada Palmer
Yes and no. Again, when youβre far away, yes. When youβre close up, you know too much of the dirty laundry of these people. So let me use a fun example: the most passive-aggressive letter ever written in the entire history of time, in my opinion.
Thereβs a type of ceremony that happens when a new pope is elected, which is the giving of oaths of obedience. A major ambassador from every polity in Christendom comes to Rome. They wait in line for a long time, and then they give a long-winded speech about how great the monarch is that theyβre there to represent, and how vast his power is, blah, blah, blah, and how pious he is, and how glad he is, Your Holiness, that youβre the pope now. Congratulations on behalf of my wonderful king.
And youβre supposed to send the highest-status possible person who can leave your polity without it falling down. You might send a younger son of the king. You might send a lord chancellor. In the case of Florence, youβre going to send the most prominent citizen you can.
So when Pope Sixtus was elected, it was Lorenzo deβ Medici himselfβnot the dedicatee of The Prince, the grandfather and namesake of the dedicatee of The Princeβwho went to deliver this oration of obedience, which means literally prostrating yourself in front of the pope, literally kissing his feet, and giving this oath. Lorenzo did this for Pope Sixtus, with whom he was negotiating to try desperately to get a cardinalship for his brother. Pope Sixtus instead organized the Pazzi conspiracy to try to butcher the Medici family, killed Lorenzoβs brother, killed a number of his allies as well, and attempted to have a coup to take over Florence.
Then the next pope was elected after Sixtus, Pope Innocent, who was as everyone knew, a puppet of the same faction that Sixtus was from. So we go from this very dangerous pope who had tried to wipe out Lorenzoβs family to a puppet of the same faction. Lorenzo sent his son, instead of himself, to give this oath. He had his son deliver the message, apologizing to His Holiness that, βI could not come myself, but the last time this duty fell upon me, I had a brother upon whom I could leave the burden of the state in my absence. Since now I have no brother, I cannot come in person.β Itβs a very respectful letter, but itβs also very overt about the fact that he does not trust and will not again trust this faction.
So they negotiate very carefully how to deal with the fact that the popes have this great spiritual power, but sometimes the popes are acting as horrifically selfish warlords. Thatβs also something which has worsened over time, and itβs important for us to remember that the papacy becomes gradually more corrupted over time. This is because with every generation, more people leave donations of wealth to the Church. A widow who has no son and has property decides to piously leave this to a monastery. The Church gets wealthier and wealthier. As the Church gets wealthier, with wealth comes power. More and more power is in the state. This makes a stronger and stronger incentive for every ambitious family to send their second son into the Church.
And this goes all the way down. We have personal letters of Machiavelli writing to and from relatives of his, where theyβre debating the correct-sized bribe to offer to buy a priesthood for his little brother, Totto. They donβt want to offer too big a bribe, because it would impoverish the family. They donβt want to offer too small a bribe. Theyβve heard that another family thatβs after this priesthood offered an extra big bribe. Thatβs kind of not fair. How do they respond to being out-bribed? They just write about this as the most everyday, normal thing in the world. This is a wealthy merchant-prince-level family. They are in the top 5% of wealth and power in Florence, but not in the top 1%. But for them, too, itβs normal to talk about paying a bribe to get a priesthood. Thatβs just how it works.
Every generation sees the Church get wealthier and have more power. Therefore the incentives to corrupt it are even greater. It even becomes a kind of prisonerβs dilemma system. If youβre the duke and you donβt manipulate the papacy, if you donβt bribe the pope, if you donβt work hard to get your brother to be bishop, and your enemies do, youβre screwed. So you even see it as defensive: βI must manipulate the Church. Itβs the only way my people will be safe. If I donβt manipulate the Church, my enemies may manipulate the Church, and then thereβs danger.β
This happens all the way up to the scale of kings, where popes can make your enemy the most powerful bishop in your kingdom or can deny you the right to marry, because inevitably the person you want to marry is a cousin, and youβre going to need a special dispensation to marry them. The pope can prevent that and mess with your marriage alliances. You need the pope very desperately if youβre a king. You also need the pope all the way down. That means bribes and other kinds of incentives make the papacy more corrupt with each generation.
So the papacy is worse in everyoneβs lived experience than it used to be even a few popes ago. You see every generation for 100 years say, βPopes are much worse now than popes used to be when I was young.β Everybody says that. Dante says that in 1300. Machiavelliβs grandparentsβ generation is saying that in 1400. Machiavelli is saying that in 1500. In everybodyβs lived experience, the popes are getting more secular, more military, and more corrupt over time. Itβs a gradual accumulation, and it comes to a peak, as such things do, triggering the reformation, when it becomes so bad that there has to be a massive move against it.
Machiavelli, in an interesting way, anticipates this, because Machiavelli says, βAll institutions are gradually corrupted and need to be reformed and returned to their foundations, or they will collapse under the weight of their corruption.β He thinks that the papacy has been undergoing this, and that Christianity has been undergoing this. And that, if not for the fact that St. Francis of Assisiβand also to some extent St. Dominic a couple of centuries before his timeβreformed the Church and brought in a lot more popular support, Christianity would already have cracked under the weight of its own corruption 200 years before, and that it will need such a restoration againβas any institution needs, as city governments need, as republics needβas corruption accumulates over time.
00:36:13 β Why the common people demanded nepotism
Dwarkesh Patel
One big way in which our world is different from 500 years ago is the focus on patronage and it being the basis of political power. It was much more prominent, right? So thatβs something that would be interesting to understand.
Ada Palmer
Itβs not just that it was more prominent, but that it was the fundamental glue of the society, as opposed to one of several glues of the society. Patronage, which was also familial and therefore entangled with nepotism, was so fundamental. For example, when Alessandro Farnese was elected Pope Paul III in the middle of the 1500s, he didnβt corruptly make one of his kinsmen commander of the papal armies. He instead appointed a really competent, experienced general instead of his own not very competent, illegitimate son.
And there were riots in Rome. βYour Holiness, the people demand more nepotism. You must appoint your illegitimate son to command your armies, because your illegitimate son will never betray you, and we will know we can trust the papal armies not to turn on Rome if the Popeβs son is the commander. We donβt know that about this other commander. He might turn against Your Holiness. There might be a rift between the Pope and the papal armies if heβs not somebody who rises and falls with you the way your son does. Therefore, by popular demand, the people want more nepotism, because the system depends on it.β
Thatβs how you see how the system depends on it. There are levels of trust that the patronage system creates, because it involves multi-generational entanglement of families. If these families rise, they rise together. If they fall, they fall together. That creates levels of trust that can sustain things like this world where the oath of a soldier is to his commander, not to the polity that he serves.
In modernity, we realize another solution to that. The oath of the soldier is not to the commander, but to the Constitution, or to the country, or to the people. But in this period, the oath of the soldier is to the commander, mostly because communications are so slow that the commander has to be able to give speedy field commands. But it means youβre creating an army and handing it to a man. If you cannot trust that man, then the people will be terrified that there could be a rift between Rome and its own armies, or between Rome and its treasurer, or between Rome and its other allies. Patronage is the glue that makes things work all the way down.
All the way down to the level of, if you need a defense attorney, thatβs done through patronage. The outcomes of trials are a really great way to see patronage. Weβre all familiar with the fact that law codes in the Middle Ages are really cruel: death for everything. Death for theft, death for adultery, death for homosexuality, death for setting fire to the princeβs beehive. Whatever it is, thatβs the sentence on the books. You look at the actual trial records and maybe one in 100 convictions for that crime actually ends in a capital sentence. Almost all of the other ones end in a fine or a public flogging, but not in the sentence thatβs on the books. We say, βWhy and how is that happening?β Patronage is the answer.
So say itβs the Middle Ages or the Renaissance, and youβre a carpenter, and your teenage son gets drunk and punches somebody in a brawl, breaks the guyβs nose in a way that makes him die. He accidentally kills a guy in a drunken brawl and your son is now on trial for murder. Youβre a carpenter. You have worked for the rich family whose family carpenter you are. Letβs say itβs the Medici family. Whenever they need new pews for the family church or new furniture or repairs for the family gates, they go to you.
So you go to them and say, βMy son is in danger. Heβs on trial. Please put in a good word.β Your patron has the ability to influence the judges, and they will put in a good word for you, and you will get a lighter sentence. This is an ancestor of having a character witness to say, βSo-and-so is such a good person, they should have the milder punishment, not the more severe one.β
The norm is: youβre accused of a severe crime, youβre put on trial for your life, your patron intervenes, and you get a lighter sentence. This is how justice is supposed to work. This is a very severe line that changes in the 18th century with the Enlightenment. Because we now think of proportional justice: the sentence for the crime should be this, and ideal justice is that everyone who is guilty of the crime gets that sentence. That is fair. It doesnβt matter who you know. It doesnβt matter whether youβre rich or poor. The sentence should be the same. This is the ideal of Enlightenment justice.
The ideal of this periodβs justice, which is much more shaped by Christianity, is that the purpose of the trial is the spiritual interior correction of the soul of the sinner. Therefore the ideal outcome is for them to fear for their life. Theyβre before a terrifying judge who is the earthly representation of God. They know that theyβre guilty, and they deserve to be thrown into the pits of hell. But miraculously, they are given grace, and they are pardoned. The process of being put on trial, fearing for your life, begging to the patron, and then receiving mercy is supposed to be an earthly preview of the process your soul will undergo when you are before divine judgment. Therefore it should make you come out the other end a good person.
The goal of the justice system is the spiritual improvement of the sinner and the hope that they will come out the other end better and more likely to go to heaven. Even when people are being sentenced to death, there are religious organizations who sit with them overnight, having a final prayer group, and walk with them to the gallows, holding their hand and holding a painting of the Virgin Mary in front of their face, so that to the very last moment, the person whoβs about to be executed is thinking about heaven. The ideal outcome of the execution is that the soul goes to heaven.
So the whole structure of the justice system expects the intervention of a patron, who represents the intervention of a patron saint, persuading the judge, who is God, to give you mercy. So when we see 100 trials end with 99 where the person paid a small fine, and one where the person was executed, what that actually means is that in 99, their patron stepped in. Somebody persuaded somebody who put in a good word, and they got the light sentence. In one, that person had fallen out of the patronage network. That person had angered their boss, their protector. Thatβs why it went all the way to being a capital offense.
Probably a lot of people listening are familiar with Giordano Bruno, very famous as a martyr for science because he was burnt at the stake by the Inquisition. Fewer people know that that was not his first Inquisition trial. He was investigated a number of times by the Inquisition for doing various radical forms of thought. The earlier trials had the usual outcome for that kind of trial. He had a patron, there were rich people that he worked with or for, the university was hosting him. They put in a good word. Heβs fine. The Inquisition tells him, βBe good,β and things continue as they are.
That time, he had angered the person he worked for. He pissed off his patron. Itβs his patron who turns him into the Inquisition and says, βThis guy is a charlatan. He promised he could teach me these things, and he canβt. I donβt trust him. Heβs no good. Throw the book at him.β The reason that trial goes all the way to a capital sentence is that he doesnβt have a patron. Heβs the 99th case that time.
If he had had a patron protecting him, despite how radical his stuff was, he wouldβve been okay. We see that in the trial of Giovanni Pico della Mirandola, who was candidly substantially more radical than Giordano Bruno. But when Pico is on trial, Lorenzo deβ Medici and other powerful people really care about Pico, and they pull out all the stops. Lorenzo talks to his brother-in-law, whoβs an Orsini. The Orsini have enormous influence in Rome. They get permission for Pico to be let go and sent home to Lorenzo to sort of live under house arrest, under Lorenzoβs promise that heβll be good from then on.
Or you have Marsilio Ficino who is this radical Platonist who publishes a book on how to project your soul outside of time and summon angels, arguing for the existence of reincarnation, and is very clearly being extremely theologically weird. This is the man who wrote the best letter of recommendation ever written in the history of time when he was recommending a young scholar for a job with the King of Hungary. He writes in the recommendation letter, βThis young man is the reincarnation of St. Thomas Aquinas, so you should give him a job.β Now, that is a letter of recommendation. But you think, βThe reincarnation of St. Thomas Aquinas, huh?β
And the Inquisition comes knocking on Ficinoβs door and is like, βHmm, reincarnation?β Ficinoβs like, βOh, no. Help. Talk to Lorenzo.β Lorenzo talks to his brother-in-law, Cardinal Orsini. Cardinal Orsini shuts it down, and Ficino is told, βMaybe lay off talking quite so overtly about the reincarnation.β Ficino says, βYes, of course, and I will only teach very pious people how to summon angels and project their souls out of their bodies. I promise I wonβt teach it to anybody who will use these powers irresponsibly.β The Inquisition is like, βOkay,β and goes home. Because patronage kicked in.
Patronage is the glue that makes everything work. You canβt even stay in a hotel or buy an appleβIβm not kiddingβwithout a patron. You arrive at a city. Nobody knows you. Youβre a stranger. What you have is a letter of recommendation from your patron whoβs friends with some important person there. You present that at the hotel. Thatβs why they let you stay.
00:47:57 β Cesare Borgia brought terror to rulers and justice to the people
Dwarkesh Patel
To tie together a couple of threads you were talking about, The Prince is painting a picture of regimes being incredibly unstable. You have to worry about foreign powers. You have to worry about rival factions within your own country. You have to worry about mercenaries. You have to worry about lots of different things. So any given regime is very unstable. So what had to happen for things to get more stable? Weβre talking about a couple of the ways in which people owed their loyalties not to the regime, but to others within the regime, which created instability.
In Discourses on Livy, Machiavelli talks about how one of the reasons the Roman Empireβs fall was instigated is that these generals were months away on the frontier fighting these wars because the empire was so big, they had to amass for periods of yearsβor in some cases, for Caesar of course, decadesβthe command of so many men who have for decades just been listening to this guy tell them what to do, who to fight next. This is the person theyβre loyal to. As opposed to, say, if the consuls could be giving dictates every single day, then the loyalty could be to the regime in Rome.
Same with patronage, if thereβs not a system of deterministic justice like we have in the modern world today. A lot of The Prince and Discourses on Livy is dedicated to: how do you make sure that a family is not pissed off that their son got killed and it wasnβt avenged? If you just have a reliable criminal justice system, that problem goes away. Itβs the same with the welfare state and getting rid of the patronage system. If you donβt have to rely on this family, then this disintermediates them, and the state can have your loyalty.
So itβs interesting to connect all these threads togetherβcommunication time, impartial justice system, impartial welfare stateβas being what is required for the regime to have enough legitimacy and then, as a result, enough stability to have modern nation states.
Ada Palmer
Yeah. One thing that everyone is surprised by is that when Cesare BorgiaβValentino is much more what heβs called in the periodβconquers these cities in Central Italy, he goes in, and he massacres the ruling family. He works hard to kill every member of them that he can so that there isnβt a potential rival claimant to come displace him. He implements neutral justice, because he and his cronies have no side in that city. They arenβt connected with one group of families against another. When they implement justice, they do so neutrally because they arenβt interested in the local backstory of factions.
As a result, to everyoneβs surprise, he moves into a city, he massacres the rulers, he implements an authoritarian regime, and heβs incredibly popular and beloved by the people. Everyone says, βWhy are they liking this man? He is a cruel, murdering tyrant.β The answer is, for the first time in generations, they have something close to fair justice.
Meaning, it used to be that there was one faction in power and another faction out of power. In our scenario where a carpenterβs son gets drunk and kills someone in a drunken brawl, if that carpenterβs son is the carpenter of the power thatβs in power, then there will be no justice and no consequences for this murder. Itβll be maybe the smallest of fines. If that carpenter works for the families that are out of power, then throw the book at him. His son will be executed for that death. There will be no fair justice. The outcome of the sentence will be entirely whoβs in power and out of power, not the fairness of the case.
But when both of those ruling families have been wiped out, and an outside power is here, and a homicide takes place, the neutral judge hears this neutrally and gives the same answer regardless of whose familyβs carpenter that is. The people who have lived in generations of βjustice for some and injustice for others,β suddenly having equitable justice, are delighted by this and find that wrongs are finally being punished. The people that theyβve resented and hated for so long who are in power are finally being punished for the crimes that they commit.
This makes Valentinoβs conquering and violent regime incredibly popular with the everyday people of these cities, who are therefore willing to sign up for his armies and help defend his conquests and keep them in power and man his fortresses. So Machiavelli and others are startled by this. They had expected that if a conqueror moves in and massacres the rulers of a city, everyone in the city will hate and fear that conqueror. But if the conqueror is feared and not hated, because he wiped them out but then was fair toward the people, then it works.
Dwarkesh Patel
So why would it have been so bad if Valentino took over Florence and he had survived? He wouldβve massacred maybe the ruling regime at the time, the republic, but I donβt know what Machiavelli is especially concerned about. Would the cultural treasures of Florence and everything have survived?
Ada Palmer
The cultural treasures of Florence would potentially have been okay. Thereβs two answers to that. One of them is that Machiavelli is very adamant that if you live such that there is somebody who can have you summarily executedβhe can walk by you in the street and point at you and say, βHim, kill him,β and it happensβthen you are not free. In his vocabulary in the text, if you live in a state where there is an arbitrary power who can have you put to death, you are a slave. If instead you live in a system where there must be a trial, and there must be a process, and this must be examined and public, if there is a system, then you have liberty. That system may be unfair. It may be biased. It may be, in Machiavelliβs case, the very system that tortured and exiled him. But there was a system. He considers that difference to be enormously important.
So if Valentino conquers Florence, itβs not going to be that system anymore. There will be a man who can walk down the street and point at a Florentine citizen and say, βKill him,β and they will kill him. Will that tyrant be fair? Maybe. Will that tyrant exercise this power well? Perhaps. Will his successor be worse or better than him? We donβt know. We canβt predict. Itβs a monarchy. Itβs vulnerable to good successors and bad successors. But the people of Florence are not free if there exists a man who can say, βExecute him.β
That meant a lot to Machiavelli, and it meant a lot to the Florentine people. Itβs kind of hard for us to see how few liberties and how little franchise they had and yet how much they cared. Florentines are constantly willing to go into the street and risk their lives flying the banner that says βLibertasβ across it: liberty. The banner LIBERTAS is the coat of arms of the Signoria, the Senate, which is selected from the 1% super mega elite, tiny minority of the city that is eligible to be in government.
They arenβt rioting to defend their right to participate in the republic. Theyβre rioting to defend their bossβs bossβs right to be in the republic. Yet they care so deeply about it, and they consider it fundamentally different from the situation in which there is a man who can walk down the street and point at you and say, βHim, kill him.β That tradition of liberty means a lot and would be gone even if the most beneficent tyrant in the world took the city. So thatβs half of the answer.
Dwarkesh Patel
Can I ask about that real quick? When βLorenzo deβ Piero di Medici takes over, is he not that guy?
Ada Palmer
Thatβs the second half of the answer. There is a huge difference between when the conqueror is from your city, loves your city, and wants to take care of your city, and when the conqueror is from the outside. When the Medici take over Florence, they want Florence, and they want Florence to be Florence. They want all of its beauty and all of its treasures to still exist and be theirs. They would never consider razing important parts of it to the ground. They would never consider threatening the Florentines with, βWe will destroy your city walls,β or, βWe will destroy your cathedral if you rebel.β Any outsider would.
So Florence looks more like Florence under a Medici duke than Milan looks like Republican Milan under a Visconti or Sforza duke, or than Ferrara, which has no remnants of its republic, does under the dukes dβEste, who can do anything they want, including murderously gouging each otherβs eyes out and the city will never take one step against them.
So Machiavelli is aware that if Florence has to fall, falling to the Medici is gentlest. Itβs most volatile perhaps, because they arenβt going to be feared as much as an outside conqueror would be feared, but certainly gentlest. You preserve some important rights when youβre conquered from inside that you donβt when youβre conquered from outside.
00:57:55 β Art as a proxy for war
Dwarkesh Patel
Obviously, we remember this period for producing all these great cultural artifacts, all these amazing buildings, all this art. Then weβre talking about the precariousness of the prince, the constant wars, how theyβre literally fighting all the time. How is there this surplus that is available for all these different projects?
You write in your book about how the older Lorenzo deβ Medici spends what would be today, because of the expense of building libraries and buying books, $30 million to build a library to educate his grandsons. How is there all the surplus available for education and arts and so forth in a period where everybodyβs fighting everybody, and if you lose a war, your city will get, if not razed, at least the ruling faction of it will get killed?
Ada Palmer
Half of that answer is finance is incredibly profitable. If youβre the banking center, the amount of money that is flowing in is staggering. Big Wool, the big industry for Florence, is also incredibly wealthy. In the same way that Henry Ford becomes incredibly rich, in a period when a suit of clothing is something you save up for like buying a car, and everybody needs one, you can get very rich that way.
So, thereβs lots of money. But, do you remember how itβs often said that the biggest impact per dollar for US defense spending is the Fulbright Program? Because diplomacy is cheaper than war. Sending a bright-eyed, bushy-tailed young graduate student out to a country to enthuse about its culture and make connections and make everyone feel positive does a lot more to avoid conflict, and also get help in conflict, than the same amount of spending on the actual army does. Dollar for dollar, diplomacy is cheaper than war.
Theyβre using the art to do diplomacy. So in one sense, if youβre not doing the art, you would have to spend more on the war. Itβs not that the art is being made from a surplus of the war. Itβs, βOh, no, we canβt afford enough armies to actually defend us against France. Even if we spent every penny we have on armies, it would not defend us against France. But we sure can spend it on painting fleur-de-lis all over our seat of government and creating beautiful, expensive gifts for the King of France, so that when the King of France comes, he will feel like we are friends and we are giving him all of this cultural output. If we fought him, we would lose. But if we play the culture victory game, thatβs cheaper, and we can try to win.β
Dwarkesh Patel
We talked about this last time, the experience of what it must have been like for a French diplomat to arrive at Florence and look at these people he considered to be nothing, not even descended from the Caesars, and theyβre producing all this stuff.
When one goes to visit Florence now, the interest is in part because these are historical artifacts, because somebody made them 500 years ago. But if youβre seeing them at the time, this would be something either you thought only the Romans could have done that we canβt do anymore, or something that even the Romans couldnβt have done.
Ada Palmer
Right. Theyβre high-tech then. Theyβre like when we look at an incredibly impressive skyscraper thatβs taller and more precarious and amazing than any past skyscraper.
Dwarkesh Patel
I think that is an underrated aspect of what it must have been like to be a foreign power evaluating Florence at the time.
Ada Palmer
Yeah. We have to remind ourselves that these are high-tech achievements as well as historic achievements. Also that this is a period in which backwards is forwards. That is to say, this is not a period that, like us, thinks of the future as where potential is, and that humanity might get better and better over time. The potential of humanity is recapturing Rome. Backwards is forwards. If we can get more and more like that, thatβll be better. Thatβs what we aspire to.
They do debate: can we surpass the Romans? Can we make things even better than the Romans? But itβs an βif,β itβs a debate. Itβs not a βdefinitely, of courseβ. For us, itβs βdefinitely, of course.β Weβre moving forward. Weβre trying to build bigger and more impressive things. Even people who are cynical about progress will say, βYeah, we will be more powerful in the future. Weβll be able to do more. We may use it to stab ourselves in the foot, but we will be more powerful in the future.β
For them, itβs very much: will we ever be as powerful as the Romans were? We donβt know. We can debate it. We hope so. We aspire to it. Will there be another Pax Romana? Will there be another universal peace someday? Will we ever achieve that again?
So when we look at something like Florenceβs cathedral or Florenceβs neoclassical buildings, we look at it and we know theyβre imitating the past. So we donβt think of it as cutting-edge technology. But for them, cutting-edge technology is imitating the past.
Dwarkesh Patel
We talked about last time how both Machiavelli and the other umanisti, in the different ways they understood virtue, were trying to emulate the virtues that made Rome originally great. How much are they going off of just these random myths that Livy or whoever would write down about something that supposedly happened, where Brutus killed his own sons, or who was that guy who put his hand in a fire to show that the Roman people will be loyal and you shouldnβt fight us?
You look at actual Roman history, and itβs incredibly fucked up. We were just talking before we started recording about the life of Claudius and the period of the emperors and so forth, and surely this must have been known to them that actuallyβ¦
Ada Palmer
Part of it is theyβre zooming in on different emperors. When we want to make an HBO drama, we donβt make it about the boring, competent emperors who just do a really good job. Our society might be better off if we did. But the dramatic emperors where thereβs lots of stabbing and lots of orgies make for good television.
Everybody curates their history. Often when youβre writing the history of your own culture, you pick the heroes. You look at a middle school history textbook, itβs going to celebrate the heroes of that country. If itβs trying hard to be unbiased, it will also acknowledge the faults, but the heroes are going to be in there.
When they are trying to create a handbook of what was, what stands out for them is whatβs different from their present. Their present has plenty of tyrants. Their present has plenty of orgies. Their present has plenty of massacres. Their present does not have 70 years of peace. So thatβs what stands out as different.
I think for us, some of the orgies and massacres stand out more because we donβt have as many orgies and massacres now, or at least not publicly that we know about. When we do expose that our leaders have been involved in scandalous orgies, we get very upset about it. But to them, they read about all of this, and they read about the successes and the stability from Trajan, Hadrian, and Marcus Aurelius, and they say, βThat is alien to us. That we havenβt had in so long. That is what we want to have again.β
Dwarkesh Patel
So much so that when Gibbon is writing The History of the Decline and Fall of the Roman Empire, in multiple volumes, in the late 18th century he says that thereβs never been a better time for humanity than during the era of the five good emperors.
Ada Palmer
Yeah and to the degree that medieval Europe canβt cope with the idea that these good emperors were also pagans and are therefore in hellβ¦ Itβs where you get this gorgeous legend that Pope Gregory the Great summoned the ghost of Trajan and baptized his ghost so that he could go to heaven, even though Trajan is a during-the-persecution-of-the-Christians emperor. But they just love him so much, they canβt handle the idea that he would be in hell despite being a great Caesar.
So in the medieval world, it is canon that Emperor Trajan was posthumously baptized so that he could go to heaven, because heβs such a good emperor. Dante centers him in Paradiso as the ideal Christian ruler. But he wasnβt Christian. He was persecuting the Christians. But medieval and Renaissance Europe are very good at having their cake and eating it tooβin terms of getting to pick and choose the best parts of the pagan world and the best parts of the Christian world when constructing their imagined antiquityβto have both and celebrate both at once.
01:06:41 β Florence, a city famous in hell
Dwarkesh Patel
Hereβs something Iβm confused about. Machiavelli makes a point of pointing out Cesare Borgiaβs betrayals because of how remarkable they are. For exampleβ¦
Ada Palmer
Dwarkesh Patel
Yes. Slaying the very deputy that he had tasked with being harshβand as a result bringing peace to a regionβfor that harshness that he had delegated. Or inviting, as a gesture of goodwill, some people who are going to do a revolution against him, and then killing them all at the banquet.
But should we take the fact that heβs making a special pointββhey, take this kind of betrayal or this kind of deed as something you should consider doingββas evidence that this was actually rare at the time? Maybe another way to ask the question is, to the extent that they are all Christians at the time, surely they really did believe theyβre going to go to hell if they betray people or lie or break their oaths, right?
So just as you were saying a second ago about how capital punishment was actually less prominent at the time than we in retrospect think it to be, are these kinds of crazy political intrigues less common than these stories make them out to be?
Ada Palmer
Two halves to that answer, and Iβll do the second one first, the second one being about the religious one. They all believe in this religion that says, βIf you do this, youβre going to go to hell,β and then they all do this. Thatβs something that this period really wrestles with.
Everybody is sinning and breaking their rules all the time: killing for honor, committing usury, lending money at interest. Theyβre all sinning all the time. Theyβre all doing these things that are against the rules all the time. People in the period do bring that up and say, βHey, this is not okay.β This is one of the big focuses of Danteβs Commedia.
Dante in it says, βLook, when you do these things, you will go to hell for themβ. He fills his hell with Florentines. Thereβs that wonderful line where he meets yet another group of Florentines, and he says, βCongratulations, Florence, a city famous in hell,β because he considers his Florentine peers to be particularly hypocritical.
As he goes through, we see Florentines especially in the sections for usury and for sodomy, but also heretics and unbelievers. All through heβs encountering his countrymen, including people he himself loves and respects. Because Dante is making this painful point of, βGuys, it says that if we do this, we go to hell. Iβm going to make a book where thatβs literally true.β
One of the chapters of Inferno that hits extra hard in his period and in ours is Canto V, where heβs encountering the lustful, and we see Paolo and Francesca. Paolo and Francesca is a story that was an incredibly popular love story at the time. There was a young, beautiful noblewoman who had an older, horrible husband. While he was away, there was also this wonderful, handsome, young nobleman who visited her, and they read the romantic stories about King Arthur and Guinevere and Lancelot. One thing led to another, and they committed adultery together. Then her husband came home and found them and murdered them both. Everyone loves this story. It is the ubiquitous love story. Itβs their cultural equivalent to Romeo and Juliet, a touchstone story. People sing songs about it. Everyone knows this exciting love tragedy.
And he puts them in hell because they were guilty of adultery. Itβs really shocking to everyone who has celebrated this love story. βNo, if this is true, and this is our religion, then this is where they would be.β Dante is very stern and very strict and very unusual, and starts a lot of discussion of this question. βWeβre breaking these rules all the time. Should we just take this more seriously than we have?β He says, βRepent, or you will all go to hell, my fellow citizens.β So theyβre worried about that.
But another part of it is that Christianity as practiced then has much less of a focus on purity than the Christianity that especially America is used to, and also the Protestant-dominated parts of Europe. There was a big change in Christianity that comes in the course of the Reformation, primarily from Calvin, Calvinism, and then Puritanism, which has a greater focus on trying to live an unspotted and pure life. Itβs the idea of, βweβre going to create a community of people who are all going to stick to the rules and live by them. And if you are a sinner and have broken these rules, you should be expelled from this community. You are impure, you are stained.β
That is not the way Christianity thinks in this period. The assumption is everybody sins all the time. There is no such thing as purity. Everybody sins every five minutes. Everybody is envious. Everybody is lustful. Everybody is slothful. Everybody will make these mistakes, and then you repent of them, and you feel sorry, and you do penance, and you make spiritual progress, and you are forgiven, and then you sin again. Everybody sins. St. Francis of Assisi sins. He had a big focus on himself as a sinner and was constantly self-flagellating despite being, in many ways, the most virtuous man in all of Europe, but stressing his own sin.
So one saint whoβs super popular in the Renaissance who is not very popular today is St. Julian the Hospitaller, patron saint of murderers. He is the patron saint of murderers because his legend is an Oedipus-like legend. When he was born, he was cursed by a witch that when he grew up, he would slay his parents. He runs far away hoping that he will never encounter his parents and so not meet them. But eventually he feels homesick and comes home, and is tricked by the devil into slaughtering his parents, and he slaughters his parents. He spends the rest of his life trying to make up for it, going on pilgrimage, and then dedicating his life to running pilgrim hostels to help others be pilgrims. He is the patron saint for people who have committed murder and feel really sorry and need to live with it and repent of it.
Thatβs not the attitude we have toward murderers right now. Our cultural attitude toward murderers is, βThat person is a murderer. They should be shunned. They should be locked in a box without the key, or they should be executed. They should be removed from society. There is no turning back from homicide.β But the Renaissanceβs idea is sometimes you have to commit homicide, and then whatβs important is that you feel sorry. You need to have a patron saint whose job it is to be a spiritual mentor for you, he too committed homicide. He committed a worse homicide than you did, because he killed his parents. If he went on a spiritual journey to recover from being a murderer, so can you.
There are dozens and dozens and dozens of icons of St. Julian all over Renaissance Florence. Everywhere you go and you see one, youβre like, βThat was commissioned by somebody who committed a homicide and is trying to live with it.β This is a society that really thinks about sin as something you do, and then you pay for it afterward.
And people like Dante and Savonarola come to people and say, βNo, this is not okay. You are perverting these things. No, you cannot put your familyβs coat of arms all over the inside of a church, turning the church into an advertisement for your banking business when it should be a place of God. Thatβs inappropriate, and no, God will not forgive you for it.β
And society says, βYeah, well, but God forgives maybe anything if we repent a lot.β So itβs a complicated, sophisticated hypocrisy that builds up a lot of apparatus to let the societyβs actions be at odds with its religious precepts to that degree.
01:15:57 β The Prince was a job application to Machiavelliβs torturers
Dwarkesh Patel
I couldnβt get enough of Ada or of Machiavelli, and so there are a few more questions I wanted to ask you. Thanks for hopping on again.
Ada Palmer
Oh, my treat.
Dwarkesh Patel
We didnβt talk last time about the fact that Machiavelli was exiled. Heβs writing these books in exile. We were talking about his diplomatic career, so maybe you can give a bit of context around how he ends up in exile, and what his plan is once heβs there.
Ada Palmer
Here we have to start with the fact that everybody whoβs anybody in the intellectual tradition lives in exile for a while. Dante does. Voltaire does. Rousseau does. Thomas Hobbes does. Machiavelli does. More importantly, exile is a very common thing in Florence and doesnβt have the permanence that one expects. In Florence, exile means the people who are in charge of the regime distrust you right now. They want you out of the city, but theyβre testing your loyalty. Theyβre testing whether you will stay true to them, and youβre told not, βGet out of the city,β like a Roman exile, but, βGo to a specific place. Go to London. Go to Bruges. Go here. Stay there, and we will send you instructions.β
Youβre expected to act as a kind of unofficial official emissary for the government of Florence while in your exile. Youβll be asked to do diplomatic missions after a while. Theyβll say, βGo talk to this person on our behalf,β or, βGo deliver this trusted letter.β If youβre good and you behave, then after some years of service to the republic, youβll be recalled. So itβs a provisional exile. They pick a specific place to send you, and if you go and are good and do what they say, then after a while, they consider bringing you home. If you donβtβif you leave and you donβt stay where they said, if you run off to work for someone elseβthen youβre not allowed back in Florence anymore. Youβre an exile at this point.
Machiavelliβs exile is unusual because they really donβt trust him. So they donβt send him to Bruges or London or Barcelona or the Germanies or any number of other places where he actually has political contacts. They send him to a middle-of-nowhere hamlet in the countryside outside of Florence in Tuscany, where there is nobody important and there is nothing to do. This isnβt a βgo wait for instructions.β This is a βgo rot and weβre testing whether you will faithfully stay and do basically nothing and be forbidden to talk to important people, be in isolation.β
When that exile is given, everybody expects that Machiavelliβs response will be, βOkay. Theyβre not giving me even a second chance. Iβm going to run off and work for somebody else.β Because there are a jillion people in Europe who would love to employ a skillful classicist historian with military and diplomatic capacities who has political contacts in Rome and in France and has visited the court of the emperor. He could have worked for any number of cardinals. He could have gotten a very prestigious diplomatic job in any of a dozen courts. A Florentine historian especially is something that you absolutely want to hire to write a flattering history of your own family. For even a century before this, kings as far away as England had been trying to hire Florentine historians to come write about them.
So he could easily do this, and this is what is expected, and he doesnβt. Machiavelli says, βNo. Iβm going to stay, and Iβm going to rot, and Iβm going to write The Prince, which is my job application begging the new regime to bring me back and let me work for them and demonstrating my loyalty, and Iβm going to send it to them and only them, them and my immediate friends. Iβm not going to share it with anybody else.β Because Machiavelli is a patriot, and he will not serve any cause that is not his country.
No matter whether the pay at a royal court somewhere would be three times what he would ever get at home, that doesnβt matter to him. No matter whether this is the regime that just arrested, tortured, and exiled him despite him not having plotted against them, he wants to work for that. Because Machiavelli fundamentally is possibly one of the most patriotic patriots in Earthβs history. He will faithfully sit in the countryside and rot while begging to work for the people who ordered his torture, so long as they will recall him so that he can serve his country.
And this connects to the question we always ask about the target audience of The Prince, because his other workβhis discourses, his histories, his comedic playβthose were for public circulation. Those increased his fame. Those made important arguments. His history of Florence joined other important histories of Florence circulating, influencing the way people thought about politics. Not The Prince. The Prince is secret and proprietary, the secret sauce of how to maintain power.
He will not let any other power have that. Itβs like a nuclear scientist with diplomatic secrets who is faithful to his country and will not sell out and let those secrets fall into other hands. Machiavelli knows that he has the beginnings of a new world of political science. He will only share that with the government of his country because he wants it to protect his country, and he will not serve any other cause.
This is why itβs so weirdly ironic to me that the reputationβthe word βMachiavellianββmeans βself-servingβ, when Machiavelli himself is one of the most selfless men Iβve ever read about in the history of the Earth. He will give up and sacrifice career, diplomacy, fame, friends, the opportunity to even be in a city and have a nice day, to rot in the countryside to be faithful to his country. He would rather serve nothing and no one than give an hour of his time to advancing anything that is not Florence.
Dwarkesh Patel
Youβre making the point that he is advocating a viciousness and a realism and a cynicism, but in service of protecting Florence, not in service of a generic prince of any generic principality.
Ada Palmer
Exactly, and he doesnβt let copies of it circulate to anybody but the rulers of Florence and his immediate scholarly, social, intimate circle of friends, people that heβs known for decades who are scholar peers who have discussed his ideas with him. Thatβs the audience of The Prince during his lifetime.
Dwarkesh Patel
Does he expect that at some point it will be more widely distributed? Is he writing in a way that suggests that? It is a literary masterpiece as well. Iβve only read, obviously, the translation, so I donβt know what itβs like in the original Italian. But somebody putting in that much literary effort into something that is just supposed to be a very pragmatic manual for a particular person seems a bit weird.
Ada Palmer
We have to remember this is a moment of transition from the manuscript to the print period, and also therefore an important moment of transition in what makes a written work important and how that written work is important to the career of someone whoβs written it. Itβs a normal thing in Machiavelliβs youth for a major important scholar like, say, Pontano, one of the greatest scholars of the previous generation, to be hired to write a handbook of princes that will exist in just one copy or three or four copies that are written for a specific prince.
For example, you have King Alfonso of Naples, the Spanish king who conquered Naples, Alfonso the Magnanimous, made famous for his vast patronage of arts and letters and for carefully cultivated personal anecdotes. Thereβs a moment when he was in the middle of fighting a war and a messenger rushed into his room, sweaty and covered with things, to interrupt the kingβs morning time with his scholar friends discussing Plato. The king turned angrily on the messenger and said, βGet out. This is a place for men in togas, not for men in armor,β and refused to listen to the urgent message until heβd finished his hour of scholarly contemplation of the soul. As a result of which, he lost that battle but actually won the war. His reputation cultivated by anecdotes like that make him beloved.
He will pay a salary five times what the Republic of Florence will pay to hire somebody like Machiavelli. What does he hire them to do? He has a lot of children, princes and princesses, and he commissions a scholar to write a unique bespoke handbook of how to rule and use power for each of his children. These exist in manuscript only in one copy or three copies, and the addressee is the Duchess of Ferrara, who is a daughter of King Alfonso. That book is never intended to circulate. Itβs intended to be private guidance for her and for her to perhaps pass on to her sons and daughters.
Meanwhile, the authorβs fame is magnified by being told the special bespoke handbook of princes cultivated secretly for this important princess was written by so and so. Thatβs so cool, and letters circulate and let you know that itβs happening. In the same way that a scientist might become famous because we know heβs developing cool proprietary technology that only his government has, but we know that itβs happening, we have to think of these books as proprietary technology.
In that sense, itβs not an unusual thing to write a book with an audience of one, or an audience of one and her immediate circle. This is also one of the moments where the handbook of princes also means for women. The title of that book for the princess who becomes Duchess of Ferrara addresses her as a prince, because prince is a gender-neutral word at this point. Itβs lexically masculine in terms of ending, the same way a table is feminine, but prince is used for men and women. Even Queen Elizabeth is Prince Elizabeth at this period of her life.
Dwarkesh Patel
That is so fascinating.
Ada Palmer
We have trouble wrapping our heads around the idea of writing a book for an audience of one. Itβs just not what a book is to us.
Dwarkesh Patel
The funny thing is, I think we are entering a new era where that might be once again possible. It already is somewhat true, where at least half of the words I read on a given day are generated specifically for me and nobody else, because of AI. Obviously, AI is not capable of writing something which I think would be a literary masterpiece that everybody would want to read if they had access to it just yet. But eventually it will be. So itβs interesting to consider that as this knowledge progresses, it would bring us back to this era of bespoke scholars dedicated to a particular prince.
Ada Palmer
Itβs important to remember that that never went away. Two halves of that. One, for ages itβs been true that half of the words we read every day are bespoke only for us, because theyβre email. Theyβre letters. Theyβre the correspondence back and forth which has the audience of one, the addressee, and thatβs the majority of what all of us read and write in our lives.
Itβs also always been the case that in the halls of power, there are book-long things with an audience of one or an audience of five. There are historians and other scholars and scientists whose job is to provide that 100-page report on the history of Syria, to be given to a committee of Congress, where these nine senators or these nine congresspeople need the background on whatβs happening so that they can understand a current events thing.
There are historian friends of mine who work for the Department of Defense Intelligence, who produce these book-length research projects with an audience of five or an audience of eight or an audience of a couple dozen, because it is the bespoke proprietary knowledge needed by the government at that moment. Sometimes itβs technological knowledge, but just as often itβs going to be historical knowledge of, βHere are the important rivers where military things are likely to happen,β says the historian who knows the history of this stuff.
Dwarkesh Patel
That actually brings up the question of how many such tracts through history, which are of the quality of The Princeβas original at their time as The Prince is and as wonderfully crafted and so onβhave been lost to history? Maybe one way to answer this question or think about it is to talk about how The Prince itself went into mass publishing.
At some point in 1532, the Medici pope allows for its publishing, and then 27 years later, it is censored by that same papacy. So how does this book that Machiavelli himself did not want out in wide circulation end up in wide circulation and then stop ending up in wide circulation and then end up in wide circulation again?
Ada Palmer
It goes in and out and in and out, like a lot of important works. Iβll give the zoomed out answer and then the zoomed in answer to that question. It is often the case that a work which contains radically unusual ideas will drift along being not particularly zoomed in on by society and not widely read, until it hits a moment that the new questions being asked in that century or that decade are answered by something in that text. Then suddenly everyone will start reading it.
A different example of this, probably well known to the audience, because everyone here is a cool, smart, learned person, is Lucretiusβ On the Nature of Things, De rerum natura, which is our best capsule of ancient atomism and the atoms and vacuum theory of matter. Itβs written around the BC/AD turn, and drifts along being not very important for ages, until the 1600s when weβre getting the first ideas of germ theory of disease, very interested in new science. Suddenly it gets 30 print editions and is all over the place and influences science, and is even more influential in the 19th century when weβre interested in atoms and cells. So a book can exist for literally 2,000 years or close to it, and then suddenly answer the questions of that decade.
In that sense, The Prince will drift along and be not very important for a while. Why is it first published? Itβs first published when Machiavelliβs still surviving relatives want fame for the family and fame for their beloved now dead kinsman. Here is a work of his that hasnβt been published yet. They ask for permission because this can spread his fame. Itβs also dedicated to members of the Medici family, so the Medici are like, βYeah, we get fame for publishing this thing too.β They donβt think as seriously about the power of its contents as its author did.
And so itβs one more book that can spread the fame both of the Machiavelli family and of the Medici family, and it goes around, and people are like, βOh, thatβs actually full of fairly scandalous ideas. Hmm.β Thatβs how it then ends up on the index as book censorship kicks up as a result of the printing press. Mini thesis: every time thereβs a new information technology, thereβs a subsequent wave of censorship to try to censor the new technology, and a bajillion books get banned all at once. Machiavelliβs is not a particularly prominent example among this. The index of banned books that contains his work carefully differentiates between the dangerous books by arch-heretics and the slightly dangerous books by meh people, and arch-heretics are in all caps.
I remember when I was first reading through one of these indexes, I was so excited to flip through and find Machiavelli, and there he was, not in all caps, and I was so angry. I was like, βWhatβs wrong with that? He should be in all caps.β But all the all caps people are Luther, Calvin, Zwingli, a bajillion Protestant theologians youβve never heard of. All-caps arch-heretic status is reserved for Protestantism in this period. Machiavelli doesnβt catch on until later. So heβs censored in a wave of censoring everything, when thereβs a big censorious wave, and then it diminishes and goes up and down.
The second zoomed-in half of that: if we say Lucretius becomes exciting when people want to know about the germ theory of disease, when does Machiavelli become exciting? Machiavelli becomes exciting first in the aftermath of the publication of Hobbesβs Leviathan, because Hobbesβs Leviathan hits European thought like a truck full of bricks. It has this incredibly persuasive, gorgeous reasoning that lands you on a terrifying vision of what humanity is and a terrifying vision of what God is that people find very scary, but also incredibly persuasive. Itβs no exaggeration to say that in the aftermath of publishing Leviathan, thereβs a 40-year period where the sole goal of Western European philosophy is coming up with a good way to refute Hobbes.
At that moment, they say, βOkay, Hobbes is using a lot of logics about politics and about history that sound like Machiavelli.β Heβs doing these utilitarian consequentialist analyses of βif we do this, thereβs that resultβ. Heβs analyzing the origins of government as if thereβs no divinity setting it up. He has this man in a state of nature inventing government instead of God from on high telling Adam, βHere is how you should organize the world.β So they say, βOkay, Hobbes is the monster. Hobbes is Leviathan the great, or the beast of Malmesbury,β as newspapers call him during his lifetime.
How do we refute the monster? Letβs look at the daddy monster that spawned the baby monster. If we can read Machiavelli and find holes in Machiavelli, maybe we can use those to refute Hobbes. So Machiavelli is suddenly useful not to people who sympathize with him, but to people who see him as an enemy and want to use him to try to defeat what to them is the greater enemy. So he surges in popularity at that point.
A different surge happens in the 19th century, and itβs not until the 19th century that Machiavelliβs Prince becomes a major global staple that you would put in a great book series. In the 19th century, in the aftermath of the Enlightenment and the Enlightenmentβs revolutionsβthe American Republic, the French Republic, the transformations and democratic movements that are happening in lots of other governmentsβpeople want new ways to think about politics, and they want to think about politics in separation of church and state.
If you want to think about separation of church and state, which is a new Enlightenment-era value, what do you need? You need an apparatus for thinking about politics and ethics that doesnβt depend on God being part of it. The vast majority of political treatises available to humanity at that point have some sort of entanglement of religion with politics at their root, but Machiavelli doesnβt. Machiavelli is this early foundational βwhat if we think about government in a box without plugging into religion? What if we just think about government operating by itself and its earthly consequences?β Itβs incredibly useful in the 19th century for developing a statecraft for separation of church and state.
Itβs also useful for Italian nationalism to celebrate and claim, βHey, we invented separation of church and state. Hereβs Machiavelli, the first modern man. Heβs our bid at βItalian culture invented modernityβ via Machiavelli.β At the same time, England is saying Francis Bacon is the first modern man because he invented the scientific method. At the same time, France is saying RenΓ© Descartes was the first modern man because he invented logical reasoning and modern principles of logical deduction. Thereβs a competition in the 19th century, a nationalist one, of different countries that want to claim their cool thinker as the first modern man. Machiavelli becomes one of Italyβs big bids for the first modern man because he came up with separation of church and state. Itβs a phrase that Machiavelli would not have recognized if you said it to him, but he would have thought about it for a long time, decided it was cool, and then written letters about it.
Dwarkesh Patel
Can I try out a counter-thesis just so you can dispel my confusion? One reason why Machiavelli might have gained a special significance in the 19th century is that now that you have these republics in the world, thereβs a question of how you make sure that they are maintained. That is really the question that at least the first third of the Discourses is obsessed with. But one of the ways it says that you do this is by having a religion that people take into very strong consideration.
I think he says at some point early in the Discourses that more significant than Romulus in the founding of Rome was Numa, or whoever it was who was the prophet who gave the Roman gods and the Roman religion some legitimacy. Then it is this legitimacy and the fear of offending virtues, because you believe in some god that will punish you, that motivates people to act in a way that defends the republic.
He gives the example of Scipio after the battle in which Hannibal absolutely destroys the Roman armies. The people are about to flee Rome as a result because they think Hannibalβs coming. Scipio himself, with his sword, goes down and says, βSwear to our gods that you will stay and defend our homeland.β Just having them give the oath in that moment is enough to convince them, βHannibal canβt be worse than the gods, so I have to stay here and defend our republic.β
It seems like he thinks that religion is super important to the legitimacy of the state.
Ada Palmer
Agreed. Heβs thinking about it in a way parallel to the way late 18th-century, 19th-century figures are also thinking about it. We have to separate the institution of religion from the psychological effect of religion on the populace. The useful example here is Thomas Paine. We all know Thomas Paineβs βCommon Senseβ. Thomas Paine does a lot of thinking about the foundation of the institutions of the US. Thomas Paine is a deist and a radical. He has lots of treatises about how the most destructive force in the world is institutional religion. Whether itβs Catholicism or the Church of England, these institutions are giant, centuries-old or millennia-old conspiracies to control your mind and steal your money, and are incredibly pernicious to everything.
However, he says, religion is vital to citizenship because it is what makes people be good and is what makes people fear laws and want to obey the laws. So, says Thomas Paine, every country must have religion, and religious education must be mandatory in schools, but it doesnβt matter which religion. Thomas Paine advocated mandatory religion in total indifference to what religion it is, with the idea that fearing God and posthumous punishment is necessary to make a citizen, in a practical sense, willing to obey law.
Notice how that is Paine thinking in a utilitarian way about the psychological effects of religion being there. Itβs very different from the older view that the state and a state religion are entangled with each other. The state promotes this state religion because it believes it to be true, and weβre going to have a Christian nationalist or Catholic nationalist or Roman paganism nationalist religion that advances X against others.
So Machiavelli is absolutely thinking about the psychological effects of a religion on the people. He has that wonderful analysis in the Discourses of the utility of Roman religion. He talks in one really striking and memorable passage about how Roman religion says that your ghost depends on being remembered. This is out of the Homeric tradition. Your ghost only retains its identity to the degree you are still remembered on Earth. If on Earth your name is forgotten, your ghost forgets its name.
This is not a βyour ghost is okay forever,β like in Christianity. It is a βyour ghost depends on being honored by your descendants on Earth.β When you are forgotten, your soul becomes an empty, mindless, wandering shade. Therefore, you have an incredibly strong incentive to be remembered by doing great deeds, especially sacrificing yourself for your country, because then your name will be honored for as long as your country lasts. Machiavelli says this is one of the big motivators that makes people sacrifice themselves for the state in ancient Rome, because then theyβre guaranteeing their good afterlife.
While Christianity, he points out, says all that matters for a good afterlife is being pious and then ideally being martyred. You have no incentive to sacrifice yourself for your state. The safety of your afterlife is guaranteed by your interiority. This is going to encourage a citizen to sit in a box and be a monk, not to sign up for the military and defend his country. So, says Machiavelli, Roman religion was much better for patriotism and political stability than Christianity. But he says at the end of the chapter, βChristianity has the advantage of being true,β period, end of chapter. Youβd say, βHello, Machiavelli, we know that you had the mandatory subscript there.β
So think about Thomas Paine and Machiavelli in parallel. Theyβre thinking about the utility of religion for forming a citizen, but theyβre not thinking about βthis religion is true, we are doing Godβs work, we need to craft our state to match the values of our religion,β which is what a theocrat would argue.
What you have is separation of church and state with the expectation that religiosity will be there. It will affect the people, it will affect the citizenry and their behavior. You need to think about it. You need to decide whether to cultivate it, but you need to think about it in the same neutral way you think about cultivating literacy skills or math skills in your citizenry. What skills do we want our citizenry to have for them to be well-informed citizens? What do we need? We need religion and we need good newspapers so that people are up on the news and can vote prudently. You are evaluating those things side by side from a utilitarian standpoint instead of βthis religion is true, it is the obligation of our government to advance it, and our government expects to receive divine blessings if we advance the correct religion, and divine curses if we donβt.β Itβs a radically different way of thinking about religion, while still recognizing it as a powerful factor affecting the psychology of the populace.
01:41:39 β During the Renaissance, original ideas had to be couched in antiquity
Dwarkesh Patel
That makes sense. Last episode we were talking about the psychological impact on scholarship of having books be so expensive and having to meditate on the same copies that are available in one library. Maybe Machiavelliβs the strongest example of this, where maybe through his life weβre seeing the impact of the printing press diffusing and making printing cheaper. But early on in his life, itβs still not been that long since Gutenberg came up with the first printing press. As a resultβcorrect this story for meβhis dad has to do months of drudge work indexing Livy in order to get a copy of Livy.
Ada Palmer
In the infancy of printing, books are scarce and few. For example, one of my favorite manuscripts ever that Iβve worked with is a copy of Lucretius in Machiavelliβs hand. He copied out the entire poem. This is in the Vatican library.
But whatβs really neat is he copied the text from a printed copy. But as he copied it, he integrated into it corrections and improvements of errors in that one, taken from a manuscript copy, so that what he produced was better than either the printed version or the manuscript version. And then he made his marginal comments as he went.
But notice this is somebody who, even though print copies of this book exist, is so much in the manuscript world that heβs happy to spend months probably copying out and making his own custom improved version of this text that he can then work from, even though inevitably new print copies will come out in a few years that may have the very corrections that heβs working with. But he isnβt going to wait for that, and heβs not sure, so he makes his version. So heβs from this moment when print and manuscript are parallel technologies being used at the same time. The very people who are buying the first printed books are also producing manuscripts imitating those printed books and influenced by those printed books.
Dwarkesh Patel
I want to think about the impact that having this copy of Livyβwhich presumably is one of the very few books that young Machiavelli had access toβhas on his intellectual development. We have this mode of scholarship at the time. Why does he spend two decades writing Discourses on Livy? Unlike usβwhere we can go through an audiobook a week or read our Kindle at nightβ heβs presumably just reading this book again and again and again, and is trying to connect it to the events heβs seeing in his own life on his 10th reread. So that I feel is very interesting psychologically in understanding how scholarship and intellectual thought must have been different at that time as compared to now.
Ada Palmer
Machiavelli can easily access other books by visiting friends, by asking to go to the library of his Medici patrons when heβs working for the Medici, of his Soderini patrons when heβs working for the Soderini. But thatβs different from having it at home and being able to have it at your bedside and look at it at all hours and have this intimacy with it, and itβs your fatherβs copy and itβs your copy.
Thereβs another part of that though, and this is weird for modern people to understand. In the Renaissance, there is so much enthusiasm for antiquity. Antiquity is the cutting-edge thing. Antiquity is where itβs at. Antiquity is how weβre going to end the chaos of the previous world and have this new world where weβre basing everything on ancient Rome. Thereβs going to be peace. Thereβs going to be a golden age. Itβs all coming from and imitating antiquity.
Therefore, if your book is a comment on an ancient, it is going to be way more popular and sell way better, and people will care more and think more of you than if your ideas are original. Nobody wants original ideas. Original ideas are out of vogue. Original ideas are dead. All ideas need to be from the ancients.
So a Renaissance scholar will bend over backwards to pretend that his beautiful original ideas are actually Livy or are actually Plato, or to couch them as a commentary on these things. Thatβs going to have a way bigger audience and be more popular and taken more seriously than if itβs original. So there are points where Giordano Bruno, in his commentaries on Aristotle, claims that Aristotle says things absolutely Aristotle does not, the opposite of what Aristotle says. But if he claims itβs Aristotle, people will take it more seriously.
The most extreme version of this is the brilliant and fascinating figure of Annius of Viterbo, who Tony Grafton has a great book about. Annius of Viterbo had this radical vision of how he wanted to rethink history and faked ancient texts. He made them up. He faked archaeological digs. He would secretly bury artifacts and then dig them up to great drama. And he forged antiquities to create this book that advanced his visionary original idea of ancient history, because if he pretended he got it from antiquity, people would take it more seriously than if it was an original book.
So Machiavelliβs Discourses on Livy are his big bid to have a popular, important, prestigious thing, because discourses on Livy are a bigger deal and more important and more interesting to everybody, and more likely to sell and get attention, than a Florentine history or a treatise of original thought on princes. Who wants that? Thatβs a very niche kind of thing. βDiscourses on Livy, oh, exciting, we have to have this.β
This goes on for the next century. For example, huge amounts of radical political thought, including, believe it or not, commentaries on Machiavelli, happen in the footnotes in editions of Seneca and Livy. The text of Seneca will be a small square in the middle of the page, and then thereβll be these masses of footnotes and commentary. Huge original moments of political thought for the entirety of the 1600s are going on in wars, in footnotes, in editions of Seneca. But itβs not original thought. Itβs all about Seneca, because that was what was in vogue then. The vogue of scholarly stuff shifts fast and is very interesting.
This is one of the weird reasons that Renaissance philosophy and Renaissance innovative thoughtβwith the exception of a couple of oddball works like The Princeβgets pushed out of the history of philosophy, especially in the 19th century. Because when you get to the 19th century, the vogue is that everything has to be original. The philosopherβs ideas should be born like Athena, fully formed from the head of Zeus. The ideal philosopher lives in a cabin by the raging sea, contemplating in the wilderness. What they want is original treatises.
If you look at a 19th-century historian of philosophy, theyβll say, βin the Renaissance, there was almost no original thought.β There was Machiavelliβs Prince, and there was maybe a little bit of Giovanni Pico della Mirandolaβs Oration on the Dignity of Man. (We have since proved itβs not an oration and itβs not about the dignity of man.) These things are the few lights in the darkness, and everything else in Renaissance philosophy is... Hereβs a quote from a philosophy department person who actually said this to me: βThe Renaissance is 200 years of people being wrong about Plato.β
A lot of people look at it, and you pick up Ficino, and heβs like, βPlato said these things.β Youβre like, βNo, Plato totally did not say those things at all. Thatβs absolute gibberish. No, Plato didnβt say that. What are you saying, Ficino?β If you think Ficino is what he says he is, a commentary on Plato, then indeed the Renaissance is 200 years of people being wrong about Plato, being wrong about Livy, being wrong about Aristotle. But if you realize that their style guide requires original thought to be presented in the form of a commentary on an ancient, what it is is 200 years of original thought using the ancients as the trellis up which the rose climbs in order to bloom.
When you restore that and recognize that in order to get at the real Renaissance, you need to not read the goofy outlier works like Machiavelliβs Prince, which present themselves as originalβwhich is a weird thing to doβbut read the commentaries on Livy. Thatβs where the original stuff is hidden, by pretending and claiming and sometimes sincerely convincing themselves that this is the secret coded true meaning of the ancient thing.
Like Ficino, the translator of Plato, definitely genuinely believes that all of the incredibly original cosmology and magic that heβs figured out is secretly coded in Plato, and heβs wrong. Itβs not. Itβs so adorable that he really, really believes it is. But what it is is an incredibly original vision of the universe that he got from reading Plato and thinking hard about it and combining it with other things. So he presents it as commentary on Plato, commentary on Dionysius the Areopagite.
Thatβs core to why this is a discourse on Livy, because a discourse on Livy is what a scholar is supposed to be doing. All the other things Machiavelli does are second-tier weird things for a scholar to be doing on the side of discourses on Livy.
01:50:44 β Why copyright began with the Inquisition
Dwarkesh Patel
So adult Machiavelli is now seeing some of his work start to get mass-produced. What is his reaction to this?
Ada Palmer
At first excitement, but also horror, because Machiavelli is facing this fascinating moment in the history of being an author when printing has come into being, but there isnβt copyright yet. In the manuscript period, thereβs no such thing as copyright. If you find out that someone has made a copy of your book, you say, βOh, thank God. Thereβs another copy of my book.β That reduces the chances of it being completely destroyed in a fire. Making one copy of a book is six months of incredibly difficult labor. Youβre just grateful every time a text is reproduced.
But when it comes to printing, then you have this experience, which Machiavelli is one of the first men ever to have, of finding out that a local printer is printing a work of his without ever having asked him, without ever having talked to him. He looks at it, and itβs full of typos and minor errors. Heβs panicking in these letters and saying, βOh, no, everyoneβs going to think Iβm a bad scholar. There are all these little mistakes in the text, and they arenβt me. Theyβre the compositor having made typos when setting it up, and no one will know that. Theyβll blame me, and itβll destroy my reputation. What do I do? Thereβs nothing I can do because thereβs no legal process and no legal recourse. Printing has just come into being.β
Itβs neat seeing him and friends writing to each other about, βWhat can I do about the fact that this printer has printed my book without asking me?β There is no law. There is no apparatus. There is no anything. His friends are like, βWell, write letters to everybody who matters and tell them that the typos arenβt you. Thatβs all I can suggest,β because they donβt have the idea of authorial copyright yet. Itβs going to come in the next couple decades.
The weird thing is how this gets entangled with censorship. Copyright and censorship are born together in Machiavelliβs world, counterintuitively, from the Inquisition. When the Inquisition begins book censorship after 1515, which is during Machiavelliβs lifetime, the policy that the Catholic Church promulgates is: before you may print any text, you must take it to an authority licensed by the church to do thisβmeaning an inquisitor or a bishopβand they must read it and give permission for it to be printed. This is so that they can make sure there isnβt heresy in it. So all books are effectively born pre-banned until you get permission for them to be printed.
In return for this, you get a monopoly license, and only the printer that took the book through the process can print it. You may now use the actual Inquisition record of you having gone through censorship as the document to prove that you and only you have the right to print the book. Therefore you can sue people for plagiarizing it or printing an unauthorized edition. So the very first version of copyright is the Inquisition.
Places outside the Catholic world then, like England, look at this. Thereβs actually popular demand in England for censorship, when they say, βHey, we need what the Inquisition does, because the Inquisition is so cool. They let printers have a monopoly on printing a book, and they let authors deny print permission. We need something like that.β The very first version of what is not yet copyright passed in Englandβwhich is of course the ancestor of what applies in all Commonwealth nations and in the USβwas originally an imitation of the Inquisition. It was: you need a license before you can print your thing, and then in return you get a monopoly.
Later, when there was a freedom of the press pushβand by later, I mean this is happening over the course of the first half of the 1600s, so about a century after Machiavelliβs death, it takes a century for all this to get ironed outβthe first version of copyright law is them basically saying, βOkay, weβre going to keep the copyright half of censorship while getting rid of the censorship half of censorship, or changing the censorship half of censorship.β
But itβs all born out of the Inquisition having met this weird demand that you feel in Machiavelli, where heβs like, βThey printed my book. They did a bad job. Thereβs nothing I can do. Help. Authorities, give me some way to do something about this.β So thatβs where you can feel Machiavelli as one of the first generation that needs copyright, which will then be born in the aftermath.
Dwarkesh Patel
Fascinating. And what was the Inquisitionβs incentive to enforce the authorβs prerogative on the text?
Ada Palmer
Partly the Inquisition does it because that encourages authors to come to them. It makes people much more willing to collaborate with their process. But also, think of an individual Inquisitor as an individual person who lives in a place and needs to have relationships in that place, and needs to have an income, and who is not usually getting enough to live on from the Inquisition itself.
If youβre working for the Inquisition, youβre an officer of the Inquisition, youβre probably a Dominican monk. You get some support from the monastery, but you have reason to want money, and you have family, they want money. Youβre as pragmatic and self-serving as any other average human. So the fact that people want to have this positive relationship with you, they might gift you some bottles of wine in return for you being extra generous in your reading of their text.
They also have to negotiate with authorities. The Inquisition wants us to think of it as very centralized and very monopolarβthe Inquisition, the Vatican, it controls everythingβwhich is completely untrue and is propagandistic. The Inquisition is overseen by a whole bunch of isolated guys who are in isolated towns, and it takes weeks or months to even communicate with the Vatican. Theyβre making their own decisions.
For the most part, they donβt have their own large amount of funding. They donβt have their own officers to jail people. They donβt have their own jails. They donβt have their own authority to arrest directly. They get all of those from the local government. They collaborate with the local government, which means if the local government likes them and is pleased by them, and is like, βOoh, the Inquisition, I can use this to scapegoat my enemies,β then the local government will drown the Inquisition in funding and give them all the guards and all the incentives they could want.
So when we hear about the infamous Spanish Inquisition, which everyone was expecting me to mention, the Spanish Inquisition is infamous because Ferdinand and Isabella of Spain really want to scapegoat the Jewish and Muslim populations that theyβre anxious about. So they throw money at their Inquisition and really cultivate and make it big. Thatβs coming from them. Itβs not coming from Rome.
Meanwhile, if youβre in somewhere like Florence, where the dukeβif itβs early Medician ducal Florence, right when this is happeningβis a Medici, heβs in deep with the weird Ficinian Platonic soul projection magic people. Heβs an intellectual radical descended from intellectual radicals. His court is full of intellectual radicals. Here you are, the Inquisitor, and youβre like, βYour Grace, can I arrest this guy?β Heβs like, βNo, that guy works for me. You canβt touch him.β
You can only arrest as many people as the duke will give you funding for, or the local republic will give you funding for. So you need to please the local government if youβre the Inquisitor. We have letters of Inquisitors complaining, βThis is a really liberal duke. Heβs protecting all of these heretics around him, and thereβs nothing I can do about it because I depend on the local authority for my ability to do stuff.β
So this is a really bizarre comparison, but think of the Inquisition operating kind of like Doctors Without Borders. Itβs not the government. Itβs an international organization thatβs set up to try to achieve a goal that it believes is beneficial in different places. But itβs only as strong as, or as weak as, the governmentβs willingness to collaborate with it. If the government collaborates with it, it can be enormously powerful in an area and do a lot.
If the government is hostile to it and starves it of resources and doesnβt let its people in and insists on pushing it out, then you can get bubbles where the Inquisition is nearly impotent. Every time they want to arrest someone, they have to go to the dukeβs agents, and if the dukeβs agents keep saying no, they canβt do anything. What this really creates is bubbles of privileged access, where if youβre in with the government, you can be as heretical as you like, and the Inquisition canβt touch you.
This is also a lot of how homosexuality operates at the time. If you are in the protection of a powerful person, they can prevent the Inquisition or other officers of the church from getting at you. They just wonβt do it, and theyβre more powerful than those agents are, so they canβt touch you.
Machiavelli was, I would say, very definitely solidly bisexual, in that this is a man who recreationally had boyfriends and girlfriends throughout his life that he writes to. We have homoerotic poetry. We have heterosexual poetry. Heβs definitely very excited by both sexes. He has a lot of gay friends.
He and his gay friends are writing back and forth about how at this particular moment in Rome, one of the agents in charge of Romeβs enforcement is really cracking down on homosexuality. Therefore all of their gay scholar and artist friends are rushing to get jobs working for cardinals, because if you work for a cardinal, nobody can touch you. Almost all of their friends have succeeded in getting jobs working for cardinals, except for one. So he has resorted to hiring two female prostitutes to hang out with him all the time and make him seem straight, by having him hang out with sexy courtesans, to defend himself against charges of homosexuality.
Heresy and homosexuality operate very similarly in this period. Theyβre both forbidden by the same things and policed by the same structures. So if you work for the cardinal or you work for the duke, you can be doing very radical magic, radical philosophy, radical politics, radical sexuality, and nobody in authority can touch you because authorityβs trumped by a higher authority that is protecting you. This is part of the patronage system.
Dwarkesh Patel
How does that come back to the copyright?
Ada Palmer
The way that comes back to copyright stuff is that the Inquisition needs to please local authorities in order to get to operate at all. So the Inquisition will therefore try to figure out things that will please local authorities. If a book is being presented for publication that has a recommendation letter at the beginning written by an important political figure, the Inquisition will push it through. When printing presses and authors say, βHey, can we have this be a monopoly license?β, figures like Machiavelli realize we could ask for, βHey, youβre giving us permission. Can you deny everyone else permission?β The Inquisition immediately realized, this is a great way to get publishers on our side, to get authors on our side, and to get their bosses on our side, because we are protecting the book that is important to the duke because itβs dedicated to the duke, or itβs dedicated to his grandfather.
The Medici give permission to print The Prince partly because itβs dedicated to a member of the family, and it celebrates their fame. They want to be able to control its quality and make sure that itβs published in good quality and that it always has that dedicatory letter at the front. They have an incentive to control what we would now think of as copyright. The Inquisition, wanting to please them, has an incentive to give them that control.
02:02:12 β Machiavelli wasnβt Machiavellian
Dwarkesh Patel
To close off, do you have some sense of how to think about why Machiavelliβs remembered so differently from not only what he wrote, but why he was writing?
Ada Palmer
Sometimes in the history of thought, there are authors who become separated from their work. You have a parallel where there is the actual content of what the person did and said, and separately there is the idea of this person. In the case of Machiavelli, we have Machiavelli the patriot, Machiavelli who did all this work, and separately we have βMachiavellianβ β βthe murderous Machiavelβ, as Shakespeare calls him. Old Nick, which is a nickname for the devil but became popular because of NiccolΓ² Machiavelli. Old Nick, literally a synonym for the devil.
He splits, so that the idea of Machiavelliβthe Machiavellian villainous figure that Shakespeareβs Richard III invokes as someone heβs modeling himself onβis useful to people as a character, as an idea. Itβs the idea of the scheming politician who is probably atheistic, definitely self-serving, and who wants nothing but to advance himself in power. Of course that isnβt the real Machiavelli if you read the work. The real Machiavelli is not about advancing yourself. Itβs not a manual for getting ahead. It shouldnβt be shelved next to How to Win Friends and Influence People, because itβs a manual not of how to gain power, but of how to keep power. If you have a government and want it to be stable and protect the peopleβs lives, do this.
But the idea of the murderous Machiavelli is very exciting, and this happens at other times to other intellectual figures. It happens to Thomas Hobbes in the phase that Thomas Hobbes is the Beast of Malmesbury, and the idea of Thomas Hobbes separates. It happens fascinatingly to Spinoza, an important radical Jewish thinker of the later 17th century. Spinoza is a neat one, because when you actually read Spinoza, heβs really warm and sweet. Like Machiavelli, heβs passionate and cares about people, and in his case is an incredibly pious theist. Heβs a monist. He believes the entire universe is the body of God. You are a part of God. The table is part of God. The camera is part of God. Everything is God. Isnβt that great?
But a fact about Spinozaβand I know this feels tangential, but itβs notβwas that he was the first person in ages and ages to be targeted with the Jewish equivalent of excommunication, the ceremonial, βYour radicalism is too radical. We are expelling you from the community of Jews.β It was such a rare ceremony that the Jews of his region actually had to send somebody traveling all around Europe to find a Jew who knew the ceremony, because it was so incredibly rarely done.
The fact of that spread around, and people had the idea that Spinoza must be even more weird and heretical than any heretic if even the Jews would expel him. The idea of Spinoza the arch-heretic becomes a character. Everyone talks about Spinoza the arch-heretic, and then you read him and itβs nothing like it.
But sometimes the character is useful. The thought experiment figure of Machiavelli the villain is useful for our philosophy. We like to talk about, βwhat is a Machiavellian self-serving politician?β What would they do? This has a separate life from Machiavelliβs real ideas, to the degree that all the way through the 16th century, thereβs these amazing discussions of Machiavellianism in Spain. Theyβre talking about the Jews as Machiavellian and Machiavelli as the prince of the Jews. Youβre like, βMachiavelli was in no way a Jew at all.β
But what they mean by Machiavellian and by Jewish is somehow the political thought that is undermining our good Catholic Spain. So Jewish and Machiavellian can become synonyms, mad as that is for us. Because for them, both of these are labels for the sinister underground of thought, and now weβre talking about the sinister underground of thought.
The idea of Machiavelli as the villain is itself enchanting and interesting. As we look at when Machiavelli is invoked in the modern dayβwhen The Prince sits on the shelf and it feels like something exciting to buy and to read and to think of as a manual of getting ahead, when having it on your shelf makes it feel like youβre participating in the idea of strategic advancement and rationalismβthatβs much more Machiavelli the character, Old Nick, than it is the NiccolΓ² Machiavelli who faithfully sat in exile, willing to give up wealth, fame, society, the ability to visit his wife, anything, in order to serve his country.
To me, I think even more fascinating than looking at either Old Nick, the fictitious Machiavellian villain, or Machiavelli the patriot, is to look at how did we double-image this? What is the fascinating tendency of our society to take something real, powerful, exciting, intimate, and then say, βBut we can also make the character,β and the character is itself interesting.
So if you take away a main message from this with Machiavelli, itβs that Machiavelli, the character of thought experiment, is an important backbone of our society. We use him as we think about politics. Machiavelli, the actual innovator, is a different backbone of our society and how we think about politics. If Machiavelli can be two such different things, Old Nick and Machiavelli the patriot, so many other things we encounter in life have actually been teased apart by our social utility and made into multiple things which are useful to us in different contexts.
If you have The Prince on your shelf, read it and remember it was written by somebody who was willing to give up anything to serve his country, and youβll see a very different Machiavelli come through.
Dwarkesh Patel
I think thatβs an excellent place to close. Ada, thanks so much for hopping on.
Ada Palmer
This was a pleasure, as always. I hope it wonβt be the last time.
Dwarkesh Patel
I hope so, too.









